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Linguistics An Essential Introduction

Section 8.4 Presupposition

What is the relationship between the sentences in (1a) and (1b)?
(1a)
p: Zoe is looking after Noah’s dog.
(1b)
q: Noah has a dog.
At first glance, we might think that this is a simple case of entailment — if it is true that Zoe is looking after Noah’s dog, then it follows that Noah has a dog. But things are more complicated. Look at the sentence in (2a):
(2a)
¬p: Zoe is not looking after Noah’s dog.
(2b)
¬q: Noah does not have a dog.
If we were dealing with entailment, (2a), which is a negation of (1a), should be compatible both with (1b) and with its negation (2b) — in entailment, if p is false, then q can be true or false. But instead, it seems that if (1a) is false, then (1b) must still be true. In other words, (1b) is true whether (1a) is true or false:
p q
T T
F T
Figure 8.4.1. Truth table for presupposition
That Noah has a dog does not logically follow from sentences (1a) and (2a) at all. Instead, it is presupposed, i.e., presented as something that is taken for granted. The proposition associated with q is a presupposition of the proposition associated with p (we apologize for the terminology — now you have to distinguish prepositions, propositions and presuppositions).
But how is (1b) taken for granted? Do we take the existence of entities for granted simply by mentioning them? We do not, as the following examples show:
(3a)
Noah always wanted a dog.
(3b)
If Noah had a dog, he would call it Laika.
(3c)
There are no bad dogs, only bad owners.
Example (3a) does not allow us to state whether Noah has a dog or not, and (3b) clearly allows us to state that he does not have a dog. Example (3c) even claims that the entity it mentions — bad dogs — do not exist at all.
Instead, there are specific linguistic phenomena that give rise to presuppositions (or “trigger” them, as philosophers say). Among these are definiteness (definite determiners, as in (4a), or possessives, like Noah’s dog) and proper names, as in (4b), all of which give rise to the presupposition that the entity referred to actually exists (this is called an existential presupposition):
(4a)
Zoe believes she saw the dog chase a rabbit.
(4b)
Laika chased a rabbit.
Example (4a) shows that the existential presupposition is tied to the definite article: the sentence presupposes the existence of a dog, but not of a rabbit.
A second linguistic phenomenon that gives rise to presuppositions is the category of so-called factive verbs. Look at (5a) through (5d) and think about their relationship to (1b) (Noah has a dog):
(5a)
Zoe knows that Noah has a dog.
(5b)
Zoe believes that Noah has a dog.
(5c)
Noah regrets naming his dog Laika.
(5d)
Noah reports naming his dog Laika.
Example (5a) presupposes (1b), while (5b) does not, and likewise, (5c) presupposes (1b) while (5d) does not — test this by negating the four sentences!
Verbs like know and regret are factive verbs, which means that they commit the speaker to the truth of the proposition expressed by the subordinate clause that follows, and this commitment remains even when they are negated. Other examples of factive verbs are discover, notice, realize, forget and care. In contrast, verbs like believe and report are non-factive, which means that they do not commit the speaker to the truth of the proposition expressed in the subordinate clause. Other examples of non-factive verbs are imagine, admit, claim, suggest, doubt and deny.

Question 8.4.2.

Adjectives can also be factive or non-factive. Form sentences of the form NP be ADJ that… (e.g. Noah is afraid that…) or it be ADJ that (e.g. it is odd that…) and decide whether they are factive or non-factive: odd, certain, sure, strange, unlikely, possible, interesting, relevant, obvious, sorry, exciting.
Other linguistic phenomena that trigger presuppositions are, for example, implicative verbs like manage or forget, aspectual verbs like start and stop, temporal subordinating conjunctions like before, after and since, and counterfactuals.
The presuppositions of a sentence remain constant not only when the proposition associated with that sentence is negated, but also when it is expressed as a question (as in (6a, b) or when it occurs in counterfactual sentences (as in 7a, b):
(6a)
Did Zoe look after Noah’s dog?
(6b)
Did Noah regret naming his dog Laika?
(7a)
If only Zoe had looked after Noah’s dog!
(7b)
I wish Noah regretted naming his dog Laika!
All four sentences presuppose that Noah has a dog, and both (6b) and (7b) additionally presuppose that Noah named his dog Laika.

Question 8.4.3.

Show that the entailments of a sentence do not remain constant if the sentence is negated, used as an interrogative or placed in a counterfactual context.
However, while presuppositions remain constant whatever we do with a sentence, they can be cancelled by explicitly pointing out that they are false:
(8a)
A: Did Zoe look after Noah’s dog?
B: How could she? He has no dog!
(8b)
A: Zoe would like to look after Noah’s dog, but he does not have one.
So, what happens to the truth of a sentence if its presuppositions are false? Philosophers of language generally agree that the truth value of such a sentence becomes indeterminate, i.e., it is neither true nor false. If Noah does not have a dog, then it is meaningless to ask whether it is true or false that Zoe watched Noah’s dog if he does not have a dog.
Linguists have a slightly different take, based on how speakers actually deal with situations where a presupposition of a sentence is false. Imagine that Zoe is falsely accused of spraying orange paint on a private airplane in order to protest against climate change. The lawyer of the airplane’s owner asks her the following:
(9)
Lawyer: Do you regret spraying orange paint on my client’s airplane?
According to the philosophers, Zoe would have to say something like (10a) or (10b), but in fact, she is more likely to say something like (10c):
(10a)
Zoe: That question does not have an answer, because its presupposition is false.
(10b)
Zoe: I neither regret it nor do I not regret it.
(10c)
Zoe: I don’t regret it, because I didn’t do it.
In other words, we tend to treat sentences as false if their presuppositions are false, rather than treating them as meaningless. However, this is a pragmatic strategy — strictly speaking, the philosophers are right: you cannot not regret something that you have not done, not least because you would have to not regret an infinite number of things.

Subsection Expressive presuppositions

There is a special kind of presupposition that we have encountered before, even though we did not know it was a presupposition at the time. Recall the following sentence from Chapter 6, where we briefly discussed slurs:
(11)
Your professor is called “Stefanowitsch”? I bet he is a Polack!
We said at the time that the speaker of such a sentence is making two statements — the explicit one in (12a) and the implicit one in (12b):
(12a)
‘the person called Stefanowitsch is Polish’
(12b)
‘Polish people have less value than other people’
We can now see that the proposition in (12b) is a presupposition — it remains constant if we negate (11), if we turn it into a question or if we embed it in a counterfactual context:
(13a)
He is not a Polack.
(13b)
Is he a Polack?
(13c)
If he were a Polack, that would explain his love for pierogi.
However, it is a special kind of presupposition in several ways: for example, it cannot be cancelled (see 14a), and the fact that it is false does not make the sentence indeterminate with respect to its truth value (see 14b):
(14a)
?? He is not a Polack, because Polish people have the same value as all other humans.
(14b)
?? He is neither a Polack nor is he not a Polack.
This is because the presupposition does not concern some aspect of the world, but the attitude of the speaker. A better way of phrasing it would be (15):
(15)
‘I, the speaker, want you to know that I think Polish people have less value than other people’
The speaker demonstrates that that presupposition is true by using the slur, so it can never be false and hence it also cannot be cancelled.

Subsection

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